Hearings
None
9 Dec. 2008
Post Trading Expert Group
Open hearing on the joint CESR-ESCB recommendations on clearing and settlement systems and central counterparties
This hearing will take place in the afternoon, from 2pm-6pm.
CESR, 11-13 Avenue de Friedland, Paris
26 Nov. 2008
CESR-Pol
Open Hearing on MAD Level 3 - Third set of CESR guidance and information on the common operation of the Directive to the market
This hearing will take place in the afternoon, from 2pm-5pm. Please register online
CESR, 11-13 Avenue de Friedland, 75008 Paris
13 Oct. 2008
Investment Management
Open hearing on the advice from CESR regarding the UCITS management company passport
This hearing will take place from 10.30-13.30
CESR, 11-13 Avenue de Friedland, 75008 Paris
26 Mar. 2008
Credit Rating Agencies
Open hearing on the role of credit rating agencies in structured finance
This hearing will take place in the afternoon, from 1pm to 4pm.
CESR, 11-13 Avenue de Friedland, Paris
21 Jan. 2008
Equivalence
Open Hearing on CESR’s advice on the equivalence of Chinese, Japanese and US GAAPs
This hearing will take place in the afternoon, from 13.30-16.30.
CESR, 11-13 avenue de Friedland, 75008 Paris
23 Nov. 2007
Investment Management
Open hearing on key investor information for UCITS
CESR confirms that, despite the ongoing transport difficulties in Paris, the Open Hearing on Key Investor Information will take place on Friday 23 November from 10.30-13.30.
CESR, 11-13 Avenue de Friedland, 75008 Paris
30 May. 2007
MiFID Level 3
Open hearing on non-equity transparency
This hearing will take place in the afternoon, from 13.30-17.00
CESR, 11-13 Avenue de Friedland, 75008 Paris
24 Apr. 2007
MiFID Level 3
Open hearing on the second consultation on Inducements under MiFID
This hearing will take place in morning, from 10.30-13.30
CESR, 11-13 Avenue de Friedland, 75008 Paris
2 Apr. 2007
Investment Management
Open hearing on the possibility for hedge fund indices to be classified as financial indices
This hearing will take place from 10.30-13.30. Please register online
CESR, 11-13 Avenue de Friedland, 75008 Paris
7 Mar. 2007
MiFID Level 3
Open Hearing on MiFID Level 3: Best Execution.
The hearing will take place in the morning from 10.00-13.00
CESR, 11-13 Avenue de Friedland, 75008 Paris
1 Mar. 2007
MiFID Level 3
Open Hearing on CESR Level 3 Guidelines on MiFID Transaction reporting
This hearing will take place in the morning, from 10.00-12.30
CESR, 11-13 Avenue de Friedland, 75008 Paris
2 Feb. 2007
MiFID Level 3
Open Hearing on MiFID Level 3: the Passport and Inducements
This will be an all day hearing, starting at 10.30 and finishing at 16.30
CESR, 11-13 Avenue de Friedland, 75008 Paris
16 Jan. 2007
Prospectus Level 3
Open Hearing on the evaluation of the supervisory functioning of the Prospectus Directive and Regulation
The hearing will take place in the afternoon, from 14.00-17.30
CESR, 11-13 Avenue de Friedland, 75008 Paris
8 Jan. 2007
MiFID Level 3
Open hearing on the use of reference data standard codes in transaction reporting
The hearing will take place in the afternoon, from 13.00-16.00. Please register online.
CESR, 11-13 Avenue de Friedland, 75008 Paris
17 Oct. 2006
CESR-Pol
Open hearing on Market Abuse Directive evaluation
This hearing will take place in the afternoon, from 13.30-17.30. An agenda will be posted closer to the date.
CESR, 11-13 Avenue de Friedland, 75008 Paris
23 May. 2006
Investment Management
Open hearing on CESR’s draft guidelines regarding the notification procedure of UCITS 2nd Consultation Paper
The hearing will take place in the afternoon, from 13.00-17.00. Please register online in the section Hearings
CESR, 11-13 Avenue de Friedland, 75008 Paris
6 Apr. 2006
MiFID Level 2
Hearing on the call for evidence regarding consolidation of market transparency data
This hearing will take place from 13.00-17.00
CESR, 11-13 Avenue de Friedland, 75008 Paris
2 Mar. 2006
Transparency
Open Hearing on CESR’s consultation paper on possible implementing measures concerning the transparency directive - Storage of regulated information and filing of regulated information
This hearing will take place in the morning, from 10.00-13.00
CESR, 11-13 Avenue de Friedland, 75008 Paris
17 Jan. 2006
Investment Management
CESR’s draft guidelines regarding the notification procedure of UCITS
This hearing will be held from 13.00 to 17.00.
CESR, 11-13 avenue de Friedland, 75008 Paris, France
21 Nov. 2005
Mediation Task Force
Open Hearing on CESRs Mediation Mechanism
This hearing will take place from 11.00-13.30
CESR, 11-13 Avenue de Friedland
7 Nov. 2005
Investment Management
Second consultation on CESR’s Draft Advice on Clarification of Definitions concerning Eligible Assets for Investments of UCITS
This hearing will take place in the morning, from 9.30-13.00.
CESR, 11-13 Avenue de Friedland
6 Sep. 2005
Prospectus Level 2
CESR’s draft technical advice to the European Commission on a possible amendment to Regulation (EC) 809/2004 regarding the historical financial information which must be included in a prospectus
This hearing will take place from 10.30-13.00
CESR, 11-13 avenue de Friedland
19 May. 2005
Transparency
Open hearing on CESRs second consultation on dissemination of financial information and other implementing measures of the Transparency Directive
This hearing will take place from 13.30-16.30
CESR, 11-13 Avenue de Friedland
18 May. 2005
CESR-Fin
Open Hearing on CESRs draft technical advice on equivalence of certain third countries GAAP
This hearing will take place in the afternoon, from 14.00-18.00
CESR, 11-13 Avenue de Friedland
9 May. 2005
Investment Management
Open hearing on CESR’s Advice on Clarification of Definitions concerning Eligible Assets for Investments of UCITS
This hearing will take place in the afternoon, from 13.00-17.00
CESR, 11-13 Avenue de Friedland, Paris
23 Mar. 2005
MiFID Level 2
Open Hearing on MiFID - Market Transparency and Intermediaries
This hearing will have two sessions: a morning session on Market Transparency from 10.00-13.00, and an afternoon session on Intermediaries from 14.00-17.00
CESR, 11-13 Avenue de Friedland, Paris
17 Feb. 2005
Transparency
Open Hearing on CESR’s advice on possible implementing measures of the Transparency Directive
This hearing will take place in the afternoon, from 14.30 - 17.30
CESR, 11-13 Avenue de Friedland, Paris
14 Jan. 2005
Credit Rating Agencies
Open Hearing on CESR’s technical advice to the European Commission on possible measures concerning credit rating agencies
This hearing will take place from 10.00-13.00.
CESR, 11-13 avenue de Friedland, Paris
7 Dec. 2004
Transparency
CESR’s Advice on Possible Implementing Measures of the Transparency Directive
The Open Hearing will take place in the afternoon, from 14.30-17.30
CESR, 11-13 avenue de Friedland, Paris
23 Nov. 2004
CESR-Fin
Open Hearing on how CESR intends to measure equivalence between Third Country GAAP and IAS/IFRS
The open hearing will take place in the afternoon, from 2.00pm - 5.00pm.
CESR,11-13 Avenue de Friedland, Paris
19 Nov. 2004
MiFID Level 2
Open Hearing on the second set of mandates from the European Commission on the legislative measures to implement the Markets in Financial Instruments Directive
The hearing will take place from 10.00 - 17.00.
CESR, 11-13 avenue de Friedland, Paris
18 Nov. 2004
Investment Management
Open Hearing on guidelines regarding the transitional provisions of the amending UCITS Directives
The hearing will take place from 13.00 - 17.00.
CESR, 11-13 Avenue de Friedland, Paris
7 Sep. 2004
Prospectus Level 2
CESR’s recommendations for the consistent implementation of the European Commission’s Regulation on Prospectuses nº 809/2004
The Open Hearing will take place from 15.00-18.00
CESR, 11-13, avenue de Friedland, Paris
9 Jul. 2004
MiFID Level 2
Open Hearing on MiFID - Co-operation and Enforcement
The topic for 9 July is Co-operation and enforcement. Please see the agenda for more details. For other documents, please see under the hearing on 8 July.
CESR, 11-13 avenue de Friedland, Paris
8 Jul. 2004
MiFID Level 2
Open Hearing on MiFID - Intermediaries and Markets
The topics for 8 July are Intermediaries and Markets. Please see the agenda for more details.
CESR, 11-13 avenue de Friedland, Paris
25 May. 2004
Clearing & Settlement
CESR/ESCB joint Open Hearing on Clearing and Settlement
Following the initial CESR/ESCB consultation on the paper \\"Scope of application of the CESR/ESCB Standards\\", the Working Group would like to continue the dialogue with market participants and in particular with those institutions who had answered the earlier consultation, and have therefore shown interest in the subject. The Working Group would like to invite all interested parties to attend an open hearing to be held at the premises of CESR in Paris on 25 May 2004. The aim of the meeting will be to discuss a revised draft report (attached under details) before it is finalised by the Working Group, approved by CESR and the Governing Council and submitted to the relevant authorities. Market participants are invited to provide comments and give their views on both the general regulatory approach being proposed by the ESCB and CESR and the specific details contained in the draft Report. Written Comments should be sent to the joint ESCB and CESR Secretariat: Elias Kazarian (ECB) at elias.kazarian@ecb.int and Wim Moeliker (CESR) at secretariat@cesr-eu.org as soon as possible.
CESR, 11-13 avenue de Friedland, Paris
11 May. 2004
CESRs role at Level 3 of the Lamfalussy process
CESR, 11-13 avenue de Friedland, Paris
20 Nov. 2003
The role of CESR in the regulation and supervision of UCITS and Asset Management activities in the EU
Paris
12 Nov. 2003
CESR-Fin
CESRs draft recommendation for additional guidance regarding the transition to IFRS and CESRs draft Standard No. 2 on Financial Information
Paris
9 Oct. 2003
Prospectus Level 2
CESR s advice on possible Level 2 Implementing Measures for the proposed Prospectus Directive
Paris
2 Oct. 2003
Clearing & Settlement
CESR/ESCB Standards for Securities Clearing and Settlement Systems in the European Union
Paris
27 May. 2003
Prospectus Level 2
Additional Public Hearing on possible implementing measures of the Prospectus Directive
Paris
12 May. 2003
Market Abuse Level 2
Open hearing on possible level 2 implementing measures of the proposed Market Abuse Directive
Paris
24 Jan. 2003
Prospectus Level 2
Open Hearing on Prospectus
Paris
7 Jan. 2003
CESR-Fin
CESR-Fin Enforcement Principles
Paris