Consultations
Closing date : 14 Dec. 2009
Consultation on understanding the definition of advice under MiFID

14 Oct. 2009 - The consultation paper seeks to clarify and illustrate situations where firms will, or will not, be considered as providing investment advice. It does this using a question and answer format.

 19 Apr. 2010
Feedback statement - Understanding the definition of advice under MiFID
 
[10-294]
 19 Apr. 2010
Question and Answers - Understanding the definition of advice under MiFID
 
[10-293]
 14 Oct. 2009
Consultation paper - Understanding the definition of advice under MiFID
 
[09-665]